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CALIFORNIA FINANCIAL ADVISORS
MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC
CRD 110152 · SEC 801-55273
12657 ALCOSTA BLVD, SUITE 470, SAN RAMON, CA, 94583, United States
Phone
925.275.1000
Fax
925.275.9109
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.26B
Discretionary AUM
$2.01B
Team
14 total employees; 14 advisory reps; 1525 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-05-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)CONSULTING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 851 | $399.8M |
| High net worth individuals | 666 | $1.86B |
| Charitable organizations | 1 | $557K |
| Corporations/business entities | 7 | $6.0M |
States served
AZ, CA, CO, GA, ID, IL, NV, NJ, NY, NC, OK, OR, PA, UT, VA, WA, TX, HI, FL
All web addresses on file
Official SEC filing: View on IAPD