AAM

ASSET ALLOCATION & MANAGEMENT COMPANY, LLC

CRD 109875 · SEC 801-60075

10 S. RIVERSIDE PLAZA, STE 700, CHICAGO, IL, 60606-3798, United States

Phone

312-263-2900

Fax

312-263-1196

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$27.49B

Discretionary AUM

$26.73B

Team

49 total employees; 30 advisory reps

Clients

—

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-24

Disciplinary history

Services

Portfolio management (individuals)Portfolio management (institutions)Selection of other advisers

Type	Clients	AUM
High net worth individuals	2	$201.5M
Insurance companies	120	$27.12B
Corporations/business entities	1	$171.1M

IL, MN

Official SEC filing: View on IAPD