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MAI CAPITAL MANAGEMENT, LLC

CRD 109807 · SEC 801-58104

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6050 OAK TREE BLVD, SUITE 500, CLEVELAND, OH, 44131, United States

Phone

(216) 920-4800

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$52.10B

Discretionary AUM

$35.66B

Team

562 total employees; 230 advisory reps; 132 broker-dealer reps

Clients

More than 500

Fees

Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees; PERCENTAGE OF NON-INVESTMENT INCOME

Org form

Limited Liability Company

Filing date

2026-05-07

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisersDUE DILIGENCE/RESEARCH, TRUST COMPANY

Client types

TypeClientsAUM
Individuals10838$6.66B
High net worth individuals4902$27.61B
Investment companies1$217.0M
Pooled investment vehicles33$2.46B
Pension/profit sharing plans205$13.94B
Charitable organizations90$415.7M
State/municipal entities5$17.3M
Other investment advisers2$155.7M
Corporations/business entities184$628.1M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD