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COMPASS FINANCIAL SERVICES

COMPASS FINANCIAL SERVICES, INC.

CRD 109441 · SEC 801-118466

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4801 WESTOWN PARKWAY, WEST DES MOINES, IA, 50266, United States

Phone

515-327-1020

Fax

515-440-1618

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$407.4M

Discretionary AUM

$407.4M

Team

12 total employees; 6 advisory reps; 28 broker-dealer reps

Clients

51-100

Fees

Percentage of AUM; Hourly charges

Org form

Corporation

Filing date

2026-04-28

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals788$137.3M
High net worth individuals317$265.3M

States served

AZ, CA, IA, MN, WI, MO, TX

All web addresses on file

Official SEC filing: View on IAPD