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NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
CRD 109203 · SEC 801-57122
79 MAIN STREET, SOUTH MERIDEN, CT, 06451-5118, United States
Phone
203-935-0265
Fax
203-935-0266
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$673.0M
Discretionary AUM
$624.8M
Team
12 total employees; 12 advisory reps; 1201 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1012 | $306.3M |
| High net worth individuals | 173 | $304.3M |
| Pension/profit sharing plans | 18 | $55.8M |
| Charitable organizations | 5 | $5.0M |
| Corporations/business entities | 3 | $1.5M |
States served
VT, CA, GA, LA, ME, MA, NJ, NY, NC, PA, RI, SC, TN, VA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD