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PRINCIPAL ASSET MANAGEMENT
PRINCIPAL GLOBAL INVESTORS, LLC
CRD 109002 · SEC 801-55959
801 GRAND AVE, DES MOINES, IA, 50392-0001, United States
Phone
800-787-1621
Fax
866-850-4024
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$427.71B
Discretionary AUM
$419.25B
Team
1394 total employees; 337 advisory reps; 137 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees; CHARGE ON A COST ALLOCATION BASIS TO PRINCIPAL LIFE
Org form
Limited Liability Company
Filing date
2026-05-28
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersEducational seminarsSPREAD LENDING MANAGEMENT AND ADVICE; ASSET ALLOCATION SERVICES; PROVIDING MODEL PORTFOLIOS
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 6014 | $2.11B |
| High net worth individuals | 315 | $969.7M |
| Banking/thrift institutions | 37 | $8.50B |
| Investment companies | 101 | $150.65B |
| Pooled investment vehicles | 29 | $39.99B |
| Pension/profit sharing plans | 578 | $41.04B |
| Charitable organizations | 30 | $2.04B |
| State/municipal entities | 78 | $5.54B |
| Insurance companies | 60 | $145.34B |
| Sovereign wealth funds | 12 | $14.28B |
| Corporations/business entities | 951 | $17.26B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD