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PROFESSIONAL PLANNING GROUP
NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.
CRD 108868 · SEC 801-15330
9 GRANITE STREET, WESTERLY, RI, 02891, United States
Phone
(401) 596-2800
Fax
(401) 596-5980
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.32B
Discretionary AUM
$1.25B
Team
16 total employees; 9 advisory reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-26
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 903 | $353.6M |
| High net worth individuals | 378 | $948.3M |
| Charitable organizations | 11 | $14.6M |
States served
VT, AZ, CA, GA, LA, ME, MA, NY, NC, PA, RI, SC, TN, VA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD