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MARK SHEPTOFF FINANCIAL PLANNING LLC
CRD 108742 · SEC 801-57744
703 HEBRON AVE 3RD FLOOR, GLASTONBURY, CT, 06033, United States
Phone
860-734-1090
Fax
860-734-1095
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$466.5M
Discretionary AUM
$466.5M
Team
3 total employees; 1 advisory reps
Clients
251-500
Fees
Percentage of AUM; Hourly charges
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 135 | $49.2M |
| High net worth individuals | 100 | $365.7M |
| Pension/profit sharing plans | 10 | $46.2M |
| Corporations/business entities | 7 | $4.8M |
States served
CT
All web addresses on file
Official SEC filing: View on IAPD