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GUGGENHEIM INVESTMENT ADVISORS, LLC

CRD 108263 · SEC 801-57781

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330 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY, 10017, United States

Phone

212-739-0700

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$840.9M

Discretionary AUM

$570.7M

Team

9 total employees; 8 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

No

Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Corporations/business entities25$825.9M

States served

IL, NY, CT, FL

All web addresses on file

Official SEC filing: View on IAPD