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PRISM FINANCIAL GROUP, LLC

CRD 108210 · SEC 801-44324

Advisory firmLLC

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

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United States

Registration

— (—)

Source

State registered

Total AUM

$30.7M

Discretionary AUM

$0

Team

2 total employees; 2 advisory reps; 26 broker-dealer reps

Clients

0

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-02-20

Disciplinary history

No

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals12$3.9M
High net worth individuals14$26.8M

All web addresses on file

Official SEC filing: View on IAPD