Falists
← Back to search

CLIFFORD SWAN INVESTMENT COUNSELORS

CLIFFORD SWAN INVESTMENT COUNSEL LLC

CRD 108033 · SEC 801-56675

Visit website

177 E. COLORADO BLVD, STE 550, PASADENA, CA, 91105-1965, United States

Phone

626-792-2228

Fax

626-792-2670

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$4.48B

Discretionary AUM

$3.93B

Team

40 total employees; 17 advisory reps; 6 broker-dealer reps

Clients

101-250

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-02-10

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisersPublication of periodicals

Client types

TypeClientsAUM
Individuals296$112.9M
High net worth individuals588$3.66B
Charitable organizations62$533.1M
Corporations/business entities24$177.0M

States served

AZ, CA, CO, ID, LA, MA, NV, NM, NY, NC, OR, PA, UT, WA, TX, NH, HI, FL

All web addresses on file

Official SEC filing: View on IAPD