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WARD & ASSOCIATES
CRD 107878 · SEC 801-55927
3525 DEL MAR HEIGHTS ROAD, # 333, SAN DIEGO, CA, 92130, United States
Phone
858-759-5330
Fax
858-759-5334
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$187.2M
Discretionary AUM
$175.8M
Team
2 total employees; 2 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges
Org form
Partnership
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 9 | $1.8M |
| High net worth individuals | 40 | $178.9M |
| Pension/profit sharing plans | 1 | $1.5M |
| Charitable organizations | 3 | $3.3M |
| Corporations/business entities | 2 | $1.7M |
States served
CA, NY
All web addresses on file
Official SEC filing: View on IAPD