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MACKAY SHIELDS LLC
CRD 107717 · SEC 801-5594
299 PARK AVENUE, 32ND FLOOR, NEW YORK, NY, 10171, United States
Phone
212-758-5400
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$159.52B
Discretionary AUM
$159.52B
Team
206 total employees; 73 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-04-21
Disciplinary history
Yes
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Publication of periodicals
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 25 | $2.97B |
| Banking/thrift institutions | 1 | $207.3M |
| Investment companies | 43 | $67.66B |
| Pooled investment vehicles | 43 | $23.48B |
| Pension/profit sharing plans | 72 | $13.59B |
| Charitable organizations | 1 | $109.4M |
| State/municipal entities | 34 | $13.08B |
| Insurance companies | 75 | $28.99B |
| Sovereign wealth funds | 1 | $6.47B |
| Corporations/business entities | 12 | $2.41B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD