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VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
CRD 106975 · SEC 801-51795
600 TRAVIS, SUITE 3800, HOUSTON, TX, 77002-3071, United States
Phone
713-224-2545
Fax
713-247-9534
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$12.24B
Discretionary AUM
$12.24B
Team
53 total employees; 26 advisory reps; 35 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Partnership
Filing date
2026-03-30
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 15 | $25.8M |
| High net worth individuals | 155 | $461.2M |
| Investment companies | 13 | $4.82B |
| Pooled investment vehicles | 9 | $610.6M |
| Pension/profit sharing plans | 19 | $743.1M |
| Charitable organizations | 75 | $971.2M |
| State/municipal entities | 13 | $628.5M |
| Other investment advisers | 9 | $1.12B |
| Insurance companies | 8 | $559.1M |
| Corporations/business entities | 63 | $2.30B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- HTTPS://WWW.LINKEDIN.COM/COMPANY/VAUGHAN-NELSON
- https://soundcloud.com/user-15263885
- HTTPS://TWITTER.COM/SWEBERVN
- HTTPS://TWITTER.COM/DALFFVN
- https://twitter.com/VaughanNelsonIM
- HTTPS://TWITTER.COM/CWALLISVN
- HTTP://WWW.VAUGHANNELSON.COM
- HTTPS://TWITTER.COM/VAUGHAN_NELSON
- https://x.com/AdamRich_CAF
- https://substack.com/@adamrichcaf
Official SEC filing: View on IAPD