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UBS ASSET MANAGEMENT (AMERICAS) LLC
CRD 106838 · SEC 801-34910
1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019, United States
Phone
212-713-2000
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$588.22B
Discretionary AUM
$563.95B
Team
574 total employees; 260 advisory reps; 17 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
Yes
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 326365 | $95.93B |
| High net worth individuals | 88963 | $105.17B |
| Banking/thrift institutions | 1168 | $1.42B |
| Investment companies | 62 | $96.19B |
| Pooled investment vehicles | 360 | $184.41B |
| Pension/profit sharing plans | 14 | $3.12B |
| Charitable organizations | 2743 | $4.32B |
| State/municipal entities | 141 | $9.41B |
| Other investment advisers | 7 | $1.83B |
| Insurance companies | 191 | $4.47B |
| Sovereign wealth funds | 18 | $50.62B |
| Corporations/business entities | 13703 | $28.45B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD