← Back to searchVisit website
THE HOGAN-KNOTTS FINANCIAL GROUP, INC.
CRD 106758 · SEC 801-33850
298 BROAD ST, RED BANK, NJ, 07701, United States
Phone
732-842-7400
Fax
N/A
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$331.6M
Discretionary AUM
$331.6M
Team
4 total employees; 4 advisory reps; 180 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 65 | $40.3M |
| High net worth individuals | 85 | $258.9M |
| Pension/profit sharing plans | 25 | $29.6M |
| Charitable organizations | 4 | $238K |
| Corporations/business entities | 1 | $2.6M |
States served
NJ, NY, TX, FL
All web addresses on file
Official SEC filing: View on IAPD