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CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
CRD 106753 · SEC 801-35905
425 MARKET STREET, SUITE 1700, SAN FRANCISCO, CA, 94105, United States
Phone
800-650-9744
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.72T
Discretionary AUM
$1.70T
Team
946 total employees; 175 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees; Performance-based fees; COSTS
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
Yes
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 697928 | $108.47B |
| High net worth individuals | 154404 | $106.93B |
| Investment companies | 109 | $1.47T |
| Pooled investment vehicles | 166 | $24.66B |
| Pension/profit sharing plans | 1805 | $1.70B |
| Charitable organizations | 264 | $757.5M |
| State/municipal entities | 10 | $239.2M |
| Insurance companies | 10 | $420.3M |
| Corporations/business entities | 1901 | $4.05B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.thomaspartnersinvestmentmanagement.com
- https://www.thomaspartnersincome.com
- https://www.thomaspartnersinc.com
- https://www.schwabassetmanagement.com
- https://schwabtrustbankcollectives.com
- https://www.windhaveninvestments.com
- https://www.schwab.com/thomaspartners
- https://www.thomaspartnersim.com
- https://www.linkedin.com/company/windhaven-investment-management
- https://www.linkdin.com/company/thomas-partners-inc
- https://www.schwab.com/windhaven
- https://www.schwab.com/
- https://www.schwabfunds.com
Official SEC filing: View on IAPD