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THE PUTNAM ADVISORY COMPANY, LLC

CRD 106631 · SEC 801-5097

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100 FEDERAL ST, BOSTON, MA, 02110, United States

Phone

617-292-1000

Fax

617-292-1625

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$33.19B

Discretionary AUM

$33.19B

Team

7 total employees; 7 advisory reps; 1 broker-dealer reps

Clients

Fees

Percentage of AUM; Performance-based fees

Org form

Limited Liability Company

Filing date

2025-12-24

Disciplinary history

Yes

Services

Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)

Client types

TypeClientsAUM
High net worth individuals5$201.7M
Investment companies6$2.50B
Pooled investment vehicles72$24.03B
Pension/profit sharing plans8$5.57B

States served

AZ, LA, MA, NE, WA, TX, NH

All web addresses on file

Official SEC filing: View on IAPD