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ADVANCED FINANCIAL STRATEGISTS INC

CRD 106463 · SEC 801-40663

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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United States

Registration

— (—)

Source

State registered

Total AUM

$60.6M

Discretionary AUM

$49.0M

Team

1 total employees; 1 advisory reps; 47 broker-dealer reps

Clients

—

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-03-11

Disciplinary history

No

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  • SEC IAPD →

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  • FINRA BrokerCheck →

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Services

Portfolio management (individuals)

Client types

TypeClientsAUM
Individuals34$10.2M
High net worth individuals13$50.5M

All web addresses on file

Official SEC filing: View on IAPD