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COMPASS WEALTH MANAGEMENT LLC
CRD 106289 · SEC 801-53805
10 WATER STREET, GUILFORD, CT, 06437, United States
Phone
203-453-7000
Fax
203-453-7007
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$682.5M
Discretionary AUM
$682.5M
Team
5 total employees; 4 advisory reps; 375 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-02-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 214 | $77.6M |
| High net worth individuals | 153 | $580.7M |
| Pension/profit sharing plans | 3 | $6.9M |
| Charitable organizations | 5 | $17.4M |
States served
CA, MD, MA, NJ, NY, NC, TN, UT, VA, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD