Falists
← Back to search

BARINGS LLC

CRD 106006 · SEC 801-241

Visit website

300 S. TRYON STREET, SUITE 2500, CHARLOTTE, NC, 28202, United States

Phone

704-805-7200

Fax

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$392.75B

Discretionary AUM

$380.66B

Team

1101 total employees; 465 advisory reps; 3 broker-dealer reps

Clients

0

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-05-14

Disciplinary history

No

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersEducational seminars

Client types

TypeClientsAUM
Banking/thrift institutions7$2.34B
Investment companies36$7.77B
Business development companies4$8.22B
Pooled investment vehicles210$73.09B
Pension/profit sharing plans43$13.02B
Insurance companies108$286.37B
Corporations/business entities9$1.94B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD