NORTHERN TRUST INVESTMENTS, INCORPORATED

CRD 105780 · SEC 801-33358

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50 S LASALLE STREET, CHICAGO, IL, 60603-1008, United States

Phone

312-630-6000

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.25T

Discretionary AUM

$1.25T

Team

662 total employees; 219 advisory reps; 36 broker-dealer reps

Clients

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Fees

Percentage of AUM; Fixed fees; Performance-based fees; TRANSITION MANAGEMENT SERVICE FEES

Org form

Other (specify)

Filing date

2026-06-15

Disciplinary history

Yes

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersPublication of periodicalsMODEL PORTFOLIO PROVIDER, INVESTMENT RESEARCH,INDEX SERVICES, TRANSITION MANAGEMENT AND OVERLAY SERVICES

Client types

Type	Clients	AUM
Individuals	20223	$8.81B
High net worth individuals	15055	$94.55B
Investment companies	104	$294.53B
Pooled investment vehicles	237	$509.36B
Pension/profit sharing plans	330	$110.58B
Charitable organizations	1347	$38.86B
Insurance companies	75	$46.34B
Sovereign wealth funds	29	$30.32B
Corporations/business entities	3627	$111.90B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD