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PGIM, INC.

CRD 105676 · SEC 801-22808

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655 BROAD ST., NEWARK, NJ, 07102, United States

Phone

973-367-6335

Fax

973-367-8888

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.13T

Discretionary AUM

$1.13T

Team

1990 total employees; 1350 advisory reps; 2 broker-dealer reps

Clients

Fees

Percentage of AUM; Fixed fees; Performance-based fees; COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES

Org form

Corporation

Filing date

2026-04-28

Disciplinary history

No

Services

Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersPublication of periodicalsEducational seminarsNONDISCRETIONARY ASSET ALLOCATION ADVICE/RESEARCH

Client types

TypeClientsAUM
Banking/thrift institutions6$27.20B
Investment companies90$215.50B
Pooled investment vehicles255$274.44B
Pension/profit sharing plans111$122.40B
State/municipal entities35$26.71B
Other investment advisers7$5.09B
Insurance companies55$383.28B
Sovereign wealth funds22$58.18B
Corporations/business entities11$10.79B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD