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CETERA INVESTMENT ADVISERS LLC
CRD 105644 · SEC 801-20406
1450 AMERICAN LANE, 6TH FLOOR, SUITE 650, SCHAUMBURG, IL, 60173-2096, United States
Phone
310-257-7880
Fax
847-330-7912
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$256.81B
Discretionary AUM
$209.14B
Team
10251 total employees; 9049 advisory reps; 24019 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-06-08
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 722373 | $175.55B |
| High net worth individuals | 79279 | $69.83B |
| Pension/profit sharing plans | 6324 | $3.45B |
| Charitable organizations | 2036 | $1.93B |
| State/municipal entities | 65 | $112.5M |
| Corporations/business entities | 3884 | $5.94B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD