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OPPENHEIMER ASSET MANAGEMENT
OPPENHEIMER ASSET MANAGEMENT INC.
CRD 105559 · SEC 801-31427
85 BROAD STREET, NEW YORK, NY, 10004, United States
Phone
212-668-8000
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$21.33B
Discretionary AUM
$16.33B
Team
129 total employees; 129 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-19
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersPublication of periodicals
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 39766 | $13.12B |
| High net worth individuals | 2034 | $4.35B |
| Pooled investment vehicles | 3 | $82.6M |
| Pension/profit sharing plans | 470 | $400.9M |
| Charitable organizations | 252 | $759.7M |
| State/municipal entities | 6 | $7.0M |
| Corporations/business entities | 765 | $1.60B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD