GUGGENHEIM INVESTMENTS

SECURITY INVESTORS, LLC

CRD 105477 · SEC 801-8008

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330 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY, 10017, United States

Phone

212-518-9010

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$7.97B

Discretionary AUM

$7.97B

Team

20 total employees; 13 advisory reps

Clients

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Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-03-31

Disciplinary history

Services

Portfolio management (investment companies)Portfolio management (pooled vehicles)

Client types

Type	Clients	AUM
Investment companies	107	$7.97B

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

HTTP://WWW.GUGGENHEIMINVESTMENTS.COM

Official SEC filing: View on IAPD