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NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
CRD 105390 · SEC 801-32108
610 MARKET STREET, PHILADELPHIA, PA, 19106, United States
Phone
215-255-2300
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$164.32B
Discretionary AUM
$164.32B
Team
598 total employees; 157 advisory reps; 33 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Other (specify)
Filing date
2026-01-14
Disciplinary history
Yes
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersSTRUCTURED PRODUCT/SECURITIZATION ADVICE/TRANSITION MANAGEMENT
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 8 | $1.26B |
| High net worth individuals | 26 | $1.47B |
| Investment companies | 119 | $110.37B |
| Pooled investment vehicles | 53 | $5.01B |
| Pension/profit sharing plans | 14 | $1.40B |
| State/municipal entities | 24 | $4.53B |
| Insurance companies | 11 | $35.02B |
| Corporations/business entities | 49 | $4.68B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD