VALLEY FINANCIAL MANAGEMENT, INC.
CRD 105387 · SEC 801-113685
Large incorporated asset manager or corporate group — typically not a local adviser team.
350 MADISON AVE., COMPLIANCE 4TH FLOOR, NEW YORK, NY, 10017, United States
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$473K
Discretionary AUM
$473K
Team
124 total employees; 5 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-02-05
Disciplinary history
Yes
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Services
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 120 | $467K |
| High net worth individuals | 4 | $6K |
States served
AL, CA, IL, LA, NJ, NY, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD