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BROADLAKE FINANCIAL MANAGEMENT
ELEY FINANCIAL MANAGEMENT, INC.
CRD 105057 · SEC 801-34761
99 SWIFT STREET, SUITE 305, SOUTH BURLINGTON, VT, 05403-7360, United States
Phone
802-863-4463
Fax
802-864-0949
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$409.6M
Discretionary AUM
$409.6M
Team
5 total employees; 4 advisory reps
Clients
51-100
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 356 | $101.2M |
| High net worth individuals | 95 | $290.5M |
| Pension/profit sharing plans | 2 | $5.3M |
| Charitable organizations | 10 | $12.6M |
States served
VT, AZ, CA, CO, ME, MA, NY, NC, SC, VA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD