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STACEY BRAUN ASSOCIATES INC
CRD 105056 · SEC 801-10933
377 BROADWAY, NEW YORK, NY, 10013-3934, United States
Phone
212-226-7707
Fax
212-941-0759
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$5.50B
Discretionary AUM
$5.44B
Team
17 total employees; 9 advisory reps; 2500 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 883 | $328.7M |
| High net worth individuals | 12 | $102.3M |
| Pension/profit sharing plans | 49 | $2.84B |
| State/municipal entities | 60 | $653.3M |
| Corporations/business entities | 6 | $62.8M |
States served
CA, MD, MA, NJ, NY, PA, VA, TX, CT, FL
All web addresses on file
Official SEC filing: View on IAPD