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NBT CAPITAL MANAGEMENT, INC.
CRD 104932 · SEC 801-30786
52 SOUTH BROAD STREET, NORWICH, NY, 13815, United States
Phone
607-584-4141
Fax
607-584-4149
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.61B
Discretionary AUM
$1.24B
Team
15 total employees; 7 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-06-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 310 | $99.8M |
| High net worth individuals | 84 | $253.6M |
| Pension/profit sharing plans | 392 | $1.26B |
States served
AL, CA, GA, IL, IN, IA, LA, ME, NY, NC, OH, PA, SC, TN, VA, WI, MO, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD