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NASDAQ DORSEY WRIGHT
DORSEY, WRIGHT & ASSOCIATES, LLC
CRD 104925 · SEC 801-29045
3300 W LEIGH STREET, RICHMOND, VA, 23230, United States
Phone
804-320-8511
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.01B
Discretionary AUM
$1.01B
Team
25 total employees; 14 advisory reps
Clients
0
Fees
Percentage of AUM; Hourly charges; Subscription fees; Fixed fees
Org form
Limited Liability Company
Filing date
2026-04-01
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (institutions)Publication of periodicalsEducational seminarsRESEARCH & CHART SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 327 | $90.8M |
| High net worth individuals | 479 | $330.1M |
| Investment companies | 6 | $536.6M |
| Pension/profit sharing plans | 10 | $40.8M |
| Charitable organizations | 4 | $2.8M |
| Corporations/business entities | 11 | $10.2M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD