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CALDWELL SUTTER CAPITAL, INC.
CRD 10489 · SEC 801-66098
30 LIBERTY SHIP WAY #3225, SAUSALITO, CA, 94965, United States
Phone
415-962-2526
Fax
415-332-1838
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$605.7M
Discretionary AUM
$574.7M
Team
17 total employees; 5 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-04-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 381 | $153.9M |
| High net worth individuals | 147 | $425.0M |
| Pension/profit sharing plans | 7 | $3.5M |
| Corporations/business entities | 11 | $22.7M |
States served
AZ, CA, ID, IL, NV, NY, OH, OR, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD