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CHARLES PRATT & COMPANY, L.L.C.
CRD 104864 · SEC 801-20651
1270 AVENUE OF THE AMERICAS, SUITE 940, NEW YORK, NY, 10020-1703, United States
Phone
212-867-4444
Fax
212-867-0028
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$916.1M
Discretionary AUM
$886.7M
Team
9 total employees; 1 advisory reps
Clients
1-10
Fees
Percentage of AUM
Org form
Limited Liability Company
Filing date
2026-06-01
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 294 | $604.0M |
| High net worth individuals | 14 | $66.6M |
| Pooled investment vehicles | 7 | $245.5M |
States served
VT, CA, MD, MA, NY, WA, NH, CT
All web addresses on file
Official SEC filing: View on IAPD