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SAFFORD NICHOLAS H & CO INC
CRD 104740 · SEC 801-19482
9 CLEAVES STREET, ROCKPORT, MA, 01966-1520, United States
Phone
978-546-2462
Fax
978-546-2307
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.80B
Discretionary AUM
$69.5M
Team
8 total employees; 4 advisory reps; 2 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Fixed fees; PERCENTAGE OF ASSETS UNDER OTHER INVESTMENT ADVISERS' MANAGEMENT
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Portfolio management (individuals)INVESTMENT CONSULTING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 19 | $7.4M |
| High net worth individuals | 136 | $1.79B |
States served
CA, IL, ME, MA, VA, FL
Official SEC filing: View on IAPD