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OSHIMA & ASSOCIATES
CRD 10370
21 MERCHANTS ROW, SUITE 5, BOSTON, MA, 02109, United States
Phone
617-523-1527
Fax
617-367-0908
Registration
— (—)
Source
State registered
Total AUM
$5.5M
Discretionary AUM
$4.0M
Team
1 total employees; 1 advisory reps; 8 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Commissions
Org form
Sole Proprietorship
Filing date
2025-01-23
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 12 | $5.5M |
Official SEC filing: View on IAPD