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MIDWESTERN SECURITIES TRADING CO.,LLC

MIDWESTERN SECURITIES TRADING COMPANY, LLC

CRD 101080 · SEC 801-77948

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235 EVERETT ST, EAST PEORIA, IL, 61611, United States

Phone

309-699-6786

Fax

309-699-7498

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$1.98B

Discretionary AUM

$1.11B

Team

105 total employees; 43 advisory reps

Clients

1-10

Fees

Percentage of AUM; Hourly charges; Fixed fees; Commissions; A PERCENTAGE OF ASSETS UNDER 3RD PARTY MANAGEMENT

Org form

Limited Liability Company

Filing date

2026-03-30

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersEducational seminarsPORTFOLIO MANAGEMENT FOR 401(K) RETIREMENT PLANS DEFINED IN SECTION 3(38) OF ERISA RULES

Client types

TypeClientsAUM
Individuals11466$1.44B
High net worth individuals243$450.1M
Corporations/business entities138$93.5M

States served

AL, AZ, AR, CA, CO, GA, ID, IL, IN, IA, KS, KY, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD